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Fraud deterrence
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#	Item
291	Module 9 - Fraud Concepts EAGLE Training Program Module 9 – Fraud Concepts Learning Objectives Add to Reading List Source URL: www.ncosc.net Language: English - Date: 2011-02-25 10:22:58 Crimes Business Deception Law Association of Certified Fraud Examiners Certified Fraud Examiner Internal control External auditor Fraud deterrence Fraud Ethics Auditing
292	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 24, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-24 15:44:11 Disgorgement Securities Exchange Act Investment Advisers Act Financial regulation Government Law Mutual fund scandal Securities Fraud Deterrence and Investor Restitution Act United States Securities and Exchange Commission Corporate crime Fair Fund
293	IMA_Logo-Tagline_PMS-2.5_CS2 Add to Reading List Source URL: www.protiviti.co.uk Language: English - Date: 2014-08-20 22:07:37 Risk Committee of Sponsoring Organizations of the Treadway Commission Enterprise risk management Internal control Control environment Internal audit Fraud deterrence Audit Institute of Internal Auditors Auditing Business Accountancy
294	Internal Controls Protecting Your Small Business Against FRAUD By Professor John Sanders, University of Southern Maine Small businesses are the most vulnerable to Add to Reading List Source URL: www.mainesbdc.org Language: English - Date: 2014-01-28 14:11:08 Deception Law Risk Internal control Fraud SOX 404 top–down risk assessment Fraud deterrence Auditing Ethics Crimes
295	RCCFraudPreventionAndContingencyPlan Add to Reading List Source URL: www.roscommoncoco.ie Language: English Business Internal control Political corruption Internal audit Emergency management External auditor Separation of duties Fraud Fraud deterrence Auditing Accountancy Risk
296	3501 Fairfax Drive ● Room B3030 ● Arlington, VA[removed] ● ([removed] ● FAX[removed] ● http://www.ffiec.gov The Detection and Deterrence of Mortgage Fraud Against Financial Institutions: A White Pa Add to Reading List Source URL: www.richmondfed.org Language: English - Date: 2011-05-13 11:15:16 Finance Consumer fraud Mortgage fraud Law United States housing bubble Mortgage broker Loan origination Mortgage loan Mortgage modification Mortgage industry of the United States Mortgage Fraud
297	Microsoft Word - may20b-09.doc Add to Reading List Source URL: www.azcc.gov Language: English - Date: 2009-10-30 12:19:27 Hedge fund U.S. Securities and Exchange Commission Investor education Securities Fraud Deterrence and Investor Restitution Act Financial economics Economics Investment
298	UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK SECURITIES AND EXCHANGE COMMISSION, Plaintiff, Civil Action No. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-10 09:49:35 Law Securities Fraud Deterrence and Investor Restitution Act Mutual fund scandal Lawsuit Defendant Madoff investment scandal
299	UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK SECURITIES AND EXCHANGE COMMISSION, Civil Action No. Plaintiff, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-10 09:49:57 Securities research Security Defendant Financial system Finance Mutual fund scandal Securities Fraud Deterrence and Investor Restitution Act Financial services Financial economics Lawsuit
300	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]July 28, 2014 INVESTMENT ADVISERS ACT OF 1940 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2014-07-28 16:17:09 Investment Advisers Act Business Registered Investment Advisor Investment Advisor Financial economics Financial adviser U.S. Securities and Exchange Commission Money Securities Fraud Deterrence and Investor Restitution Act Finance Investment 76th United States Congress

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